BTX3130 Stock exchange and derivatives law
Faculty of Business and Economics
BTX3130 Stock exchange and derivatives law is a level 3, 6-credit-point, undergraduate unit from the Faculty of Business and Economics. It isn't offered in 2020. It has no prerequisites.
- Credit points
- 6
- Offered in 2020
- Not offered
- Workload
- 144 hours
- per semester
The 2027 handbook has no page for BTX3130. This is its 2020 entry, the latest one.
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Overview
Aspects of the legal and regulatory environment of the securities and futures industries, which derives from the interaction of statute law, case law, ASIC releases and ASX rules. Includes the regulation of financial services intermediaries by statute, case law and administration by ASIC and ASX; market regulation by ASIC and ASX; liability for misstatements and non-disclosure about financial products; licensing of brokers and investment advisers; the relationship of broker and client; conduct of securities and futures business.
Offerings in 2020
The 2020 handbook lists no offerings for BTX3130.
Learning outcomes
When you finish this unit, you should be able to:
- 1
define the purposes and scope of the regulation of financial markets
- 2
analyse the co-regulatory roles of ASIC and ASX
- 3
describe the effect of misleading or deceptive conduct in financial markets
- 4
evaluate the impact of co-regulation on the financial services industry
- 5
critically analyse the regulation of market manipulation and insider trading.
Workload and teaching
Minimum total expected workload to achieve the learning outcomes for this unit is 144 hours per semester typically comprising a mixture of scheduled learning activities and independent study. Independent study may include associated readings, assessment and preparation for scheduled activities. The unit requires on average three/four hours of scheduled activities per week. Scheduled activities may include a combination of teacher directed learning, peer directed learning and online engagement.
Where it fits
BTX3130 is part of 3 areas of study in the 2020 handbook.
Contacts
- Chief Examiners
- Dr Andrew Serpell
Common questions
What are the prerequisites for BTX3130?
BTX3130 has no prerequisites.
When is BTX3130 offered?
BTX3130 has no offerings listed in the 2020 handbook.
How much work is BTX3130?
The handbook expects about 144 hours of study across the semester. No students have rated its difficulty yet.
Which majors and minors include BTX3130?
BTX3130 is part of Business law, Finance and Taxation.
More details
- Credit points
- 6
- Level
- 3
- Study level
- Undergraduate
- Faculty
- Faculty of Business and Economics
- Organisational unit
- Department of Business Law and Taxation
- Type
- Coursework
- EFTSL
- 0.125
- Student contribution
- SCA Band 3
- Study abroad
- Not available
- Handbook years
- 2020